Red Oak Capital | Vice President Capital Markets
Mindey Morrison is Vice President of Sales covering the Western US at Red Oak Capital.
In her role, Mindey leads the broker dealer and RIA sales efforts in the Western US. Morrison brings more than 20 years of experience in the financial services industry and has served as a financial advisor in both corporate and independent environments. She specializes in alternative investments, residential and commercial real estate, options trading, and traditional asset classes.
Prior to joining Red Oak, Morrison held a hybrid position at Legendary Capital serving as the Western Regional Vice President and National Key Accounts Manager. She generated $40 million and established her position as a top producing sales representative. Additionally, Morrison served as a wealth manager at both Solomon Smith Barney and Efficient Market Advisors, where she integrated an updated strategic plan to capture assets and key accounts that significantly increased AUM.
Throughout her accomplished career, Morrison has established and maintained strong relationships within the IBD, RIA, and intermediary channels in the Western United States. Her expertise coupled with her strong networking skills allow her to secure and optimize new business for distribution companies, large and small financial institutions, and investment advisory firms.
Morrison holds a bachelor's degree from the University of California, Los Angeles as well as Series 22, 63 and 65 licenses. Mindey is passionate about community service and serves as the President and tenured board member of Circle of Friends, a safe haven and group home for at risk boys. She also dedicates herself to her community by volunteering at the Helen Woodward Animal Center and Best Friends Animal Sanctuary.